Use this sample and step by step explanation for setting meaningful and inspiring employee performance goals for a regulatory manager.

A regulatory manager is responsible for ensuring that an organization complies with the regulatory standards accordingly. They prepare documents and avail reports to the regulatory agencies as well as providing information about services or products as required by the agency.

Aside from the preparation of documents required by the regulatory agencies, he/she is responsible for making sure that the company is not sued by working together with the legal department staff to ensure optimum compliance. They are also mandated to prepare local working standards to facilitate effective compliance, training the staff on best compliance practices and staying updated regarding new regulatory standards and related legislations.

Employee Performance Goals Sample

Employee's Name: Title:
Review Period: __/__/__ to __/__/__ Employee SSN:
Work Location: Supervisor's Name:

Instructions

  1. Setting Goals: List specific goals in the space provided below each competency under "Performance Goals". Assign an appropriate timeline for each goal as well as numeric or financial terms to measure the goal.
  2. Employee Comments: The employee must comment next to each goal under "Employee Comments" with "Okay" for goals which he/she feels comfortable working with, and "Needs Clarification" for goals which he/she believes need to be discussed further. An employee who is comfortable with all the goals can sign the goals at this stage.
  3. Summary: Give a summary of the total time estimated for the employee to have achieved the goals. State action plans and specific milestones to track the goals. Any additional comments agreed between the employee and the supervisor should be noted here.
  4. Human Resources Review: Human resources personnel must confirm that the goals are specific, measurable, achievable, relevant, and time-bound. He/she must then sign the goals in the "Human Resource" section provided under "Signatures".
  5. Signatures: When discussion of the goals has been completed and consensus has been reached, sign the goals and let the employee sign too. Send the final copy to the human resources for inclusion in the employee's professional records.

Performance Goals for Next Period

Performance Goals

Employee Comments

NEGOTIATION SKILLS:

Show willingness to take more charge of negotiations and to direct it in a way that it should go.

Practice active listening during the negotiation process to understand what the other party is trying to put across.

[employee comments goal]
MULTI-TASKING:

Decide on a distinct set of tasks that one needs to accomplish and stick to them, and put additional related tasks on a new list for next time

Assign complex tasks or projects for the time one is most productive such as early in the morning

[employee comments goal]
MOTIVATING OTHERS:

Break big goals into smaller, manageable goals and use planners, sticky notes, and checklists to remind one to keep going

Adjust one's schedule so that it is less hectic and there is enough time for breaks

[employee comments goal]
STRATEGIC PLANNING:

Champion the company's vision and mission and provide valuable input as an effective strategic planning team member

Monitor the progress of a strategic plan once it has been implemented in order to evaluate its effectiveness

[employee comments goal]
ASSERTIVENESS:

Feel free to express feelings and desires and encourage others to do the same

Develop new methods on how to initiate and maintain healthy relationship with colleagues at work

[employee comments goal]
EMOTION MANAGEMENT:

Do other things outside work such as watching TV, exercising, surfing the internet, etc. that will help forget a stressful situation at work

Learn to monitor physical response such as breathing slow and consciously relaxing body areas that are intense

[employee comments goal]
CONSISTENCY AND RELIABILITY:

Learn to make promises and keep them in order to avoid losing one's own credibility, dependability, and integrity

Know how one's actions affect others and own up to one's mistakes in order to earn respect and become more reliable

[employee comments goal]
MANAGING DETAILS:

Show concern for all areas of the work provided and follow up on work outputs

Set crystal clear plans and development schemes that work in order to produce an all polished and perfect product

[employee comments goal]
BUSINESS ETIQUETTE:

Put extra effort in preparing for meetings ahead of time and show up on time for all meetings

Improve on the dressing code and be neat at all times

[employee comments goal]
ENTREPRENEURIAL THINKING:

View failure as part of the game and take failure as a learning experience to realize success

Consistently follow up with existing customers, prospects, and business alliances

[employee comments goal]

Summary

Sections 1-2: To be completed by the supervisor

Section 3: To be completed by the employee

1. Goals completed since last performance feedback

2. Goals for next period

3. Employee comments

Signatures

I acknowledge that I discussed this performance feedback with my supervisor. My signature does not mean that I agree or disagree with this appraisal.
Employee: Date:
Supervisor: Date:
Human Resources: Date:

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